Senior Compliance Manager

JKSCM-1
  • Negotiable
  • Dublin City Centre, Republic of Ireland
  • Full Time

About Your New Employer

Our client is the leading Global Asset Manager with over €30 Billion AUM that covers all of their customer needs from trading listed and OTC product to investment product such as mutual funds and ETF. They are looking to hire a Senior Compliance Manager into their growing function in Dublin.

 

About Your New Job

  • As the Senior Compliance Manager, you will be responsible for assisting the Chief Compliance Officer in developing, maintaining and updating the compliance framework of the Company.
  • The senior Compliance manager will focus across policy and procedure setting, Compliance Risk Assessments, developing the Compliance Culture within the firm, oversight & control, development and executing of the firm’s annual Compliance Plan.
  • Oversee trade monitoring (UCITS/AIFs) and other regulatory monitoring (e.g. MAR);
  • Assist the CCO in developing and executing the Annual Compliance Plan, and the periodic surveillance on the most important Policies (MAR, Personal Dealing, ABC, Best Execution, Conflicts of Interest, GDPR, AML, Fitness and Probity Standards)
  • Lead and oversee the process of the preparation of reports and updates to the Board, the Central Bank of Ireland, the CSSF, senior management, group Compliance function and any other stakeholders;

 

What Skills You Need

  • 5+ years' relevant Compliance experience gained in an asset management company or similar organisation
  • Deep knowledge of the UCITS Regulations
  • Strong knowledge of financial products and financial markets
  • ESG experience/ industry knowledge an advantage
  • Knowledge and experience of MIFID and AIFMD
  • Excellent verbal and written communication skills

 

What’s on Offer

  • Competitive Salary
  • Professional Growth
  • Hybrid working
  • Employee Benefits Package

 

What’s Next

Apply now by clicking the “Apply Now" button or call me, Jamie Kendall on +353 1 474 4602 or if the job isn’t quite right but you are looking for something similar, please get in touch

 

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Jamie Kendall Manager, Financial Services, Insurance & Legal

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Reasonable Accommodations

Our commitment is to make any reasonable accommodation for you in the recruitment process to give you the best opportunity to perform to your optimum in the application, test, and interview process.