About Your New Employer:
My client is a boutique financial planning firm based in Dublin city.
About your new job:
They are currently recruiting for a Compliance Manager to join the team – someone who will touch on all parts of the Compliance lifecycle within their fast-paced firm, including;
- Develop and lead the compliance agenda across the business.
- Govern the compliance of client activities.
- Collaborate with other departments to create a culture of Compliance.
- Proactively identify situations that may pose significant compliance risks and guide management in the development/reviewing of applicable policies, procedures, and business practices.
- Providing advice and training on anti-money laundering, sanctions and privacy matters and performs 2nd line review of client AML risk assessments.
- Responsible for the delivery of the annual training plan.
- Respond to the CBI and other Regulator queries as well as assist with regulatory inspections as and when they arise.
- Ensure the Central Bank, ICCL, and FSO levies are paid when due
- Ensure Professional Indemnity Insurance is in place for the required levels of cover.
- Preparing reports for the regulator(s) and maintaining an open and positive working relationship with them
- Ensure all employees are aware of and understand their compliance responsibilities.
Who you are
5+ years compliance experience and relevant compliance qualifications within the financial services industry, preferably within a Brokerage.
- QFA Required
- ACOI or equivalent professional and/or 3rd level qualification required
- Excellent knowledge and experience of AML / Client due diligence / Onboarding of clients.
- Excellent knowledge of compliance monitoring procedures and reporting.
- Be able to provide detailed and analytical analyses of risks posed to the business.
- Track record of building strong control-compliant environments.
- Knowledge and experience of the Life, Pensions & Investment industry.
What’s on offer;
- Excellent remuneration package
- Hybrid, flexible working model in place
- 22 annual leave plus company days
What's Next:
Apply now by clicking the “Apply Now" button or call me, Ellie Gavin on egavin@sigmar.ie
Or if the job isn’t quite right but you are looking for something similar, please get in touch