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Senior Compliance Consultant

Job description

Sigmar are currently working with a leading Asset Manager in their search for a Senior Compliance Consultant on a 12 month contract. This is a busy function for the business as will allow for someone to come in and make an impact. 

Responsibilities:

  • Analyse and provide technical research and consultation to support risk and compliance programs and initiatives
  • Operate and update the annual compliance plan, compliance risk assessment and AML/ES risk assessment
  • Key point liaison with the CBI and other regulators as appropriate
  • Anti-money laundering policy maintenance, reporting and oversight of delegate monitoring
  • Operate and update compliance frameworks and related policies and procedures
  • Provide ad-hoc support and advice to the Board and staff as necessary on regulatory matters
  • Generation of Board and committee compliance reports
  • Interim project lead for the CP86 Action Plan

Experience:

  • Extensive relevant regulatory compliance industry experience within Funds
  • In depth working knowledge of European and local regulations e.g. MiFID, UCITS, CBI, etc
  • Analytical ability to identify and understand problems and provide effective collaborative solutions
  • Highly motivated individual who has a proven record of using initiative to resolve problems
  • Excellent verbal and written communication skills
  •  Excellent organizational and analytical skills

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