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Trade Surveillance Analyst

Job description

Sigmar are currently working closely with a leading Financial Services client in their growth of their Dublin office. These Analysts will review and analyze trading activity of the firm’s customers to identify potential breaches of market conduct rules or market related financial crime.

Your Responsibilities:

  • Conducting trade surveillance and monitoring of transactions on EEA markets, including OTC and any product(s) that IBIE offers, for potential insider dealing or market manipulation
  • Ensuring appropriate and timely alert management, following standards for closure or escalation
  • Documenting surveillance reviews, investigations, and other activities following guidelines
  • Assisting with the on-going design, development and calibration of reports and systems to help identify suspicious transaction
  • Preparing STORs for submission to CBI
  • Assisting with written responses to inquiries from the CBI, other European regulators or exchanges regarding trading activity by customers
  • Liaising with global colleagues to ensure all impacted legal entities are informed of suspicious activity and working closely with the AML team

Your Qualifications:

  • Background in customer trading surveillance preferred
  • Strong product knowledge of equity or exchange traded derivative markets’ or, preferably, both
  • Solid academic background
  • Solid knowledge of EU market conduct rules and market regulations
  • High degree of comfort with computers and technology, and understanding of how technology is applied to business and regulatory problems;
  • Good oral and written communication skills
  • Ability to work in a small-team and fast-paced environment; and to work independently and to multi-task with minimal supervision
  • Strong analytical thinking and attention to detail
  • Strong judgment and decision-making skill

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