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Investor AML Supervisor

Job description

INVESTOR AML SUPERVISOR

Some duties will include:

  • Review of documentation linked to new account opening and account maintenance specific to established AML requirements;
  • Quality checking physical and soft copy investor files;
  • Perform research if needed to understand investor type, company structures, etc.
  • Review, approve and provide sign off on the status of AML for investor accounts;
  • Train, coach and mentor new employees, develop and motivate staff;
  • Provide input and feedback to Manager regarding employees ongoing performance / development / performance appraisals;
  • Perform quality control checks and approval on client correspondence;
  • Sign off on client reporting of outstanding AML documentation and ensure the accurate and timely delivery to clients;
  • Identification and escalation of high-risk items to AML Manager within required deadlines where necessary;

Position Requirements

  • 3+ years AML experience, preferably with Alternatives/Hedge Fund experience;
  • CDD, EDD, AML/CTF, Ongoing monitoring related to Investments Funds;
  • Experience supervising 1 or 2 direct reports essential as this is a backfill;
  • Very strong risk awareness (preferably EU legislation driving AML regulations);
  • In-depth knowledge of Anti-Money Laundering requirements;
  • Individual who takes initiative and ownership of assigned responsibilities.

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