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Compliance Manager

Job description

Senior Compliance Manager                     Dublin City  c.€80k

Responsibilities:

  • Defining and executing a risk based compliance monitoring programme for Dublin based activities (predominantly a fund management company and a life insurance company);
  • Conducting in depth monitoring reviews, covering complex areas of the business, providing assurance that business controls and practices align with regulatory requirements;
  • Ensuring all working papers are properly prepared and that suitable and clearly presented recommendations are made when necessary;
  • Ensuring quality and timely reports are issued to senior management;
  • Ensuring the timely and appropriate escalation of issues and tracking actions to ensure effective and timely implementation;

Requirements:

  • ACOI and/or audit-related qualification (e.g. Chartered Accountant).
  • Prior experience of working within the following disciplines: Compliance Monitoring or Audit role within either a fund management company or life insurance firm
  • Detailed understanding of the regulatory environment and principles
  • Excellent interpersonal, negotiation and influencing skills with the ability to communicate to senior management and other key stakeholders

Please contact Paul O'Riordan today on 4744663 or e-mail:poriordan@sigmar.ie 

We are professional & Ethical Recruitment Consultants; your CV will travel no further than our email in-box until we have discussed your application in full in regards to this role.

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