Compliance Monitoring Senior Manager

  • Location:

    Dublin City Centre

  • Contact email:

  • Sector:

    Banking & Finance

  • Contact phone:


  • Job type:

    Full Time

  • Job ref:


  • Salary:


  • Published:

    16 days ago

  • Contact email:

Job description

Compliance Monitoring Senior Manager
Permanent Role
Dublin City Centre

Sigmar are currently recruiting for a Compliance Monitoring Senior Manager role with a company based in Dublin City Centre. You are committed, collaborate, confidentiality and discretion are your key strengths and you value integrity and excellence this is a role for you.


• Defining and executing a risk-based compliance monitoring programme
• Conducting in depth monitoring reviews, covering complex areas of the business, providing assurance that business controls and practices align with regulatory requirements
• Ensuring quality and timely reports are issued to senior management
• Ensuring the timely and appropriate escalation of issues and tracking actions to ensure effective and timely implementation
• Managing the delivery of specific reviews and assessments against agreed deadlines and escalating any slippage against plan to line management in a timely and effective way
• Providing support to more junior members of the monitoring team
• Assisting in the development of detailed Compliance Monitoring procedures
• Building relationships with the relevant business areas and other oversight groups, particularly in relation to the planning and implementation of reviews
• Maintaining an appropriate level of technical understanding of relevant regulation
• Keeping abreast of regulatory changes and developments


• Prior experience of working within the following disciplines: Compliance Monitoring or Audit role within either a fund management company or life insurance firm
• Detailed understanding of the regulatory environment and principles
• Excellent interpersonal, negotiation and influencing skills
• Excellent report writing capabilities
• Highly motivated and hardworking individual
• Good attention to detail
• Ability to view the bigger picture when recommending changes to the business areas

If you have the relevant experience and feel this role is for you, please apply now
T: +353 1 9619721

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