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Senior Compliance Officer - 100-125k

Job description

Senior Compliance Officer – Perm – 100-125k

E-Trading | Stock-brokerage | Fintech

Central Dublin (Bus, Luas, Dart)

A global and highly reputable E-Trading stock-brokerage organisation is looking for an experienced Compliance Officer to join their established Compliance department.

You will gain some life changing experience working in a smaller team environment, direct exposure to the main decision makers and Senior Business leaders, as well as the energetic dynamism of financial markets.

As a Senior Compliance Officer, you will be responsible for Firm’s MiFID II regulatory compliance framework including its trading venue, POSIT MTF; Evaluating, designing and implementing relevant controls for POSIT MTF; Maintaining and enhancing the Firm’s MiFID II documentation (policies, procedures, etc.); Preparing and presenting reports to the Executive Committee and Board of Directors etc.

Essential Requirements

  • 5+ years’ Compliance experience;
  • Working knowledge Equity Markets and MiFID ll legislation;
  • Experience interacting with Regulators;
  • Eligible to work full-time in EU / Ireland; Minimum Stamp 4 Visa is required;

Desired Requirements

  • Experience of regulatory examinations;
  • Experience working in or an existing relationship with a trading venue;
  • Experience of interactions and reporting to senior management and Board of Directors;

 

APPLY NOW by sending your CV to NKatiliute@sigmar.ie or call Neringa on 01 47 44633 for a confidential chat.

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